regions bank chief compliance officer

Meet Andrew Nix. Owen joined Regions in 2007 as head of Operations and Technology, where he served until 2009 when he was named head of the banks Consumer Services Group. He joined Regions in 2011 as president of the South Region, leading banking operations in Alabama, Mississippi, South Louisiana and the Florida Panhandle. Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. Danella most recently served as Chief Strategy and Client Experience Officer. Critical Capabilities: Analyze Products & Services, Digital IQ: Power of My Brand Positioning, Magic Quadrant: Market Analysis of Competitive Players, Product Decisions: Power Your Product Strategy, Cost Optimization: Drive Growth and Efficiency, Strategic Planning: Turn Strategy into Action, Connect with Peers on Your Mission-Critical Priorities, Peer Insights: Guide Decisions with Peer-Driven Insights, COVID-19 Resources for Legal & Compliance, Legal and Compliance Risk Management Framework. Regions provides links to other websites merely and strictly for your convenience. First Horizon Bank. Andy Hernandez is Chief Digital Officer for Regions. Before moving into his current role as head of Commercial Banking in 2016, he has managed several areas in both Consumer and Business Services including BankCard, Consumer Lending, Business Banking, as well as Consumer Loan and Deposit Product Management teams. He is a graduate of Leadership Alabama, a former member of the Financial Services Roundtable and a former board member for the Consumer Bankers Association. Throughout his career, Abrahams has been active in serving and supporting nonprofit organizations dedicated to improving the quality of life in various communities. Securities and insurance products are offered through Cetera Investment Services LLC, member FINRA/SIPC. Senior Executive Vice President As Regions Chief Operating Officer, John Owen leads Enterprise Operations, Information Technology, Data and Analytics, Corporate Real Estate and Procurement, Corporate Marketing, and Digital Banking. and At Wachovia, Hernandez was Chief Operating Officer for the General Banks Distribution Group in Charlotte. Couch also plays a key leadership role in the management of Regions Service Providers (Third Party Providers). Our compliance research and advisory services are designed to help you keep up with the fast-paced changes in the regulatory landscape, manage misconduct risk inside the business and ensure compliance along the supply chain. Andrews experience and insights will help us build on these accomplishments. Executive Vice President He later went on to receive his Master of Arts degree in Human Resource Development from Boston University. Kate Danella is head of Regions Consumer Banking Group, which is comprised of the Retail Bank, Mortgage, and Indirect Lending and Partnerships. Beth Ardoin Chief Communications Officer . Misra was Chief Operating Officer for XProtean, Inc. and was co-founder/ VP of Strategy for StorePerform Technologies (now part of JDA Corporation). Tara A. Plimpton serves as Chief Legal Officer and Corporate Secretary for Regions Financial Corporation and is a member of the companys Executive Leadership Team. Responsibilities included product innovation, sales, service, user experience, design, channel operations and payments. Effective July 2, 2018, Turner became the chief executive officer and was appointed to Regions board of directors. Senior Executive Vice President Dana Nolan serves as the Head of Investor Relations at Regions. Suite 201, Tempe AZ 85283Sales Representativesince Feb 2011 He has held various leadership roles, including corporate division manager, city president, area president for Mississippi/North Louisiana and regional president of the Southwest region. 2023Gartner, Inc. and/or its affiliates. Jeremy King | C. Ward Cheatham Lusco joined Regions in 2011, bringing over 30 years of audit, accounting and risk management expertise in a wide range of institutions. Clients receive 24/7 access to proven management and technology research, expert advice, benchmarks, diagnostics and more. Nix will report to Tara Plimpton, chief legal officer for the bank. Previously she served as Regions senior compliance manager responsible for consumer compliance, BSA/AML, wealth management compliance, and enterprise monitoring and testing. Raber earned an MBA in Finance from Kent State University and a bachelors degree in International Studies/Economics from the University of North Carolina. Corporate governance speaks to the heart of who we are as financial professionals committed to making a positive difference for the people, businesses and communities we serve, Plimpton said. He also has served as commercial banking sales manager and business banking sales manager for North Central Alabama. Effective July 2, 2018, Turner became the chief executive officer and was appointed . Plimpton was a board member of United Way, Atlanta (2012-2018), CAREs Womens Advisory Network (2017-2020), and Georgetowns Corporate Counsel Advisory Board (2018-2022). A native of Wedowee, Alabama, Nix earned a Juris Doctor degree from the University of Alabama School of Law and a Bachelor of Science degree in Business Administration-Finance from Auburn University. Chief Legal Officer and Corporate Secretary. She leads all institutional, retail and fixed income investor relations functions. This circular supplements the guidelines issued by Reserve Bank of India on April 20, 2007 and March 04, 2015 and for any common areas of guidance, the prescription of this circular shall be followed. He received a masters degree in business administration from Emory University, Atlanta, Georgia. These business lines include Branch Bankers and Retail Leadership; Mortgage Sales; Indirect Auto Lending; Consumer Indirect Lending Partnerships; Consumer Deposit and Loan Product Management; and Consumer Strategy. . and Ronnie Smith is head of Corporate Banking at Regions, which includes Commercial Banking, Large Corporate Banking, Capital Markets, Real Estate Banking, Regions Business Capital, the Debt Products Organization, and Corporate Banking Group Administration. Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. Martha Raber She is a member of the Board of Directors of the Council of Institutional Investors (CII) and serves on its Policies Committee. Corporate Banking Division Head. In that role, he was responsible for all aspects of consumer credit and deposit product marketing and product development for Citibanks U.S. retail bank. Looking at the corporate landscape of the future, CCOs will need to have even greater management skills equipped to deal with changing global markets and the shifting legal requirements for organizations to fulfill their required compliance vital for business growth and corporate strategy. Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. Nix will report to Tara Plimpton, chief legal officer for the bank. Use our guide to analyze where current efforts diverge from stakeholders' expectations and develop . Smith earned a bachelors degree in Economics and Accounting from Mississippi College, and graduated from the Louisiana State University Graduate School of Banking, as well as the KPMG Commercial Banking Institute. Matt's community and civic involvements have been varied and have included board and/or leadership positions with Operation New Birmingham, The Civic Club Foundation, The Birmingham International Festival, The American Heart Association and the Ole Miss Alumni Association. Neither Cetera Investment Services, nor Cetera Investment Advisers is an affiliate of Regions Bank. Smithy started his career with First Union Bank of Florida as the Central Florida Region Controller in Jacksonville, Florida. 8 a.m. 7 p.m. In this role, his primary focus was in providing audit and business advisory services to publicly and privately held companies, particularly commercial banks in the southeastern United States. Regions Investment Solutions, 250 Riverchase Parkway East, Hoover, AL 35244. He leads the company's Executive Leadership Team. He is also a member of the companys Executive Leadership Team. Prior to joining Regions, Lusco was managing partner in KPMG's offices in Birmingham, Alabama and Memphis, Tennessee. To ensure the most secure and best overall experience on our website we recommend the latest versions of, Internet Explorer is no longer supported. Regions has a demonstrated commitment to creating more inclusive prosperity, and I am excited to bring my skills and experience in support of the banks important work.. It demonstrates results via staff skills development and target achievements, while empowering business leaders to mitigate risk throughout their organizations. Through our policies, procedures and practices, Regions is focused on helping customers and communities succeed, and I know the work of Andrew and his team will make a meaningful impact as we fulfill our mission., Regions has a demonstrated commitment to creating more inclusive prosperity, and I am excited to bring my skills and experience in support of the banks important work. Smith is a member of the companys Executive Leadership Team. Before that he was responsible for all geographic line banking functions across the bank and served as the companys Eastern Region President. Program Strategy, Planning & Governance is responsible for oversight of the Compliance Program strategy and execution, Compliance regulatory deliverables, as well as . 4 Models for the Chief Compliance Officer Role. Before his experience in the private sector, Keenan received a regular army commission in 1989 as an Ordinance Officer in the U. S. Army. Regions does not monitor the linked website and has no responsibility whatsoever for or control over the content, services or products provided on the linked website. Andrs "Andy" Hernndez Head of the Wealth Management Group. He currently serves on the board of the Bank Administration Institute and the Consumer Bankers Association. By He is also a member of the United Ways Tocqueville Society. Prior to joining Regions, she was at KeyBank and served as executive vice president and chief consumer risk officer with responsibility for policy, risk scoring and analytics as well as collections. Abrahams graduated from Texas Christian University with a Bachelors Degree in Business Administration with a major in Finance. He also is a 2013 graduate of Leadership Birmingham and a 2016 graduate of Leadership Alabama. Matt also has served on the board of directors of the Risk Management Association where he oversaw Association business during the groups search for a new CFO. She assists in setting strategy for the risk group as well as working closely with the Chief Risk Officer in developing and implementing controls and cost-effective approaches to minimize the Banks risk. He joined Fidelity in 1998 from KeyCorp, where he served as director of Mass Market Retail Banking and was responsible for the banks 2,500 branch-based retail sales people. Save time and execute with confidence when creating your strategic plan for compliance. Turner joined Whitney in 1994 as its Alabama regional president after nine years at AmSouth Bank, where he held senior consumer, commercial and business positions. Chief compliance officers (CCOs) are responsible for designing, implementing and monitoring the processes by which the company will comply with all applicable laws and regulations. Prior to assuming her current role, she was named associate director of investor relations in 2010. Hope Dmuchowski Chief Financial Officer. Turner is a former chairman of the Mobile Area Chamber of Commerce, the Mobile Area Education Foundation and the United Way of Southwest Alabama. Embed controls to reduce risk in a hybrid work environment. She joined Regions in 2003 to lead Consumer Credit Risk. 81,000+ Chief Officer Jobs in United States (3,673 new) President and Chief Executive Officer The Bay Park Conservancy, Inc. Sarasota, FL 2 weeks ago Chief Operating Officer Hub. Measure your employees perceptions of culture, observations of misconduct and reporting rates to identify where misconduct occurs. Ronnie Smith is head of Corporate Banking at Regions, which includes Commercial Banking, Large Corporate Banking, Capital Markets, Real Estate Banking, Regions Business Capital, Credit Products group, and Corporate Banking Group Administration. He serves on the boards of directors for the Birmingham Business Alliance, Innovation Depot, and the United Way of Central Alabama, and the advisory board for the UAB Collat School of Business. Regions Investment Solutions is a marketing name of Cetera Investment Services. Gale holds both a bachelors degree and law degree from the University of Alabama, where he served as editor in chief of the Alabama Law Review and he is a former president of the University of Alabama Law School Foundation. Previously Danella was head of Strategic Planning and Consumer Bank Products and Origination Partnerships. He was named president in December 2017. Keenan earned a bachelors degree in Political Science from Furman University. Herron has served in senior risk and business roles, including Head of Credit Review and Area President for North Alabama, East Tennessee and Middle Tennessee. Before joining KPMG, Lusco was with Arthur Andersens Birmingham, Alabama, office and was managing partner. Prior to joining Regions, Owen was chief executive officer of Assurant Specialty Property, a Fortune 500 company based in Atlanta. Head of Consumer Banking Group. Regions News Online: regions.doingmoretoday.com He is a member of the Birmingham Downtown Rotary Club, The Monday Morning Quarterback Club and was in the 2001 class of Leadership Birmingham. Horton is involved in a number of community activities, including serving on the board of UAB Health Services Foundation, St. Vincents Health Systems, Childrens of Alabama, Childrens Harbor and Lakeshore Foundation. Evaluate current compliance program activities and gauge their effectiveness and impact. (Photo: Business Wire). Please refine your filters to display data. This frees general counsel (GC) to take a more strategic legal and risk-tolerance approach. You should consult privacy disclosures at the linked website for further information.

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regions bank chief compliance officer

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